-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UD1LRJ3iJ6FqhzoCkS+i8v44SZpS8kWLIJXoVimJbpN8mg94NQAhopBL+5P+QYKI eBrx2UEiiknimTh/ehrQ1A== 0000932799-98-000076.txt : 19980714 0000932799-98-000076.hdr.sgml : 19980714 ACCESSION NUMBER: 0000932799-98-000076 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980713 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HYTEK MICROSYSTEMS INC CENTRAL INDEX KEY: 0000715593 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942234140 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-35657 FILM NUMBER: 98665281 BUSINESS ADDRESS: STREET 1: 400 HOT SPRINGS RD CITY: CARSON CITY STATE: NV ZIP: 89706 BUSINESS PHONE: 7028830820 MAIL ADDRESS: STREET 1: 400 HOT SPRINGS ROAD CITY: CARSON CITY STATE: NV ZIP: 89706 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALLEN & CO INC/ALLEN HOLDING INC CENTRAL INDEX KEY: 0000904807 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328300 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) HYTEK MICROSYSTEMS, INC. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 0004491801 (CUSIP Number) Gaetano J. Casillo Allen & Company Incorporated 711 Fifth Avenue, New York, New York 10022, (212) 830-8300 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 10, 1998 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Section 240. 13d-1(e), 240.13d-1)(f) or 240.13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the Schedule, including all exhibits. See 240.13d-7(b) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 14 Pages SCHEDULE 13D - ---------------------- ----------------- CUSIP No. 0004491801 Page 2 of 14 Pages - ---------------------- ------------------ ============================================================================== 1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Allen Holding Inc. - 13-3311050 - ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - ----------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - ----------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] - ----------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - ----------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 - ----------------------------------------------------------------------------- 8 SHARED VOTING POWER 0 - ----------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 - ----------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ----------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 475,500 - ----------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ----------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.9% - ----------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* HC ============================================================================== *SEE INSTRUCTIONS BELOW BEFORE FILLING OUT! SEC 1746 (9-88) SCHEDULE 13D - --------------------- ----------------- CUSIP No. 0004491801 Page 3 of 14 Pages - --------------------- ----------------- ============================================================================== 1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Allen & Company Incorporated - 13-6176976 - ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - ----------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - ----------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] - ----------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - ------------------------------------------------------------------------------ NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - ------------------------------------------------------------------------------ 7 SOLE VOTING POWER 475,500 - ----------------------------------------------------------------------------- 8 SHARED VOTING POWER 0 - ----------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 475,500 - ----------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ----------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 475,500 - ----------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ----------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.9% - ----------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO, BD ============================================================================== *SEE INSTRUCTIONS BELOW BEFORE FILLING OUT! SEC 1746 (9-88) Page 4 of 14 Pages AMENDMENT NO. 7 TO THE SCHEDULE 13D Items 5(a), 5(c) and 7 of this Schedule 13D filed by the Reporting Persons referred to herein are hereby amended as follows: Item 5. Interest in Securities of the Issuer (a) As of the close of business on July 10, 1998, the Reporting Persons named in Item 2 of this Schedule beneficially owned the following aggregate numbers and percentages of the Issuer's Common Stock (based upon the number of shares of Issuer's outstanding Common Stock of 2,984,758 reported in the Issuer's Form 10-QSB for the quarter ended April 4, 1998).
============================================================================== Name Shares of Common Stock Percentage - ----------------------------------------------------------------------------- Allen Holding Inc. 475,500 15.9% - ----------------------------------------------------------------------------- Allen & Company Incorporated 475,500 15.9% ==============================================================================
(c) The following table sets forth trades made by ACI since the last Schedule 13D, dated June 17, 1998, was filed.
============================================================================== Price Per Buy (B) or Trade Date Share ($) ACI Sell (S) - ----------------------------------------------------------------------------- 6/25/98 4.5625 3,500 S - ----------------------------------------------------------------------------- 6/25/98 4.5625 5,000 S - ----------------------------------------------------------------------------- 6/25/98 4.5625 5,000 S - ----------------------------------------------------------------------------- 7/6/98 4.5625 5,000 S - ----------------------------------------------------------------------------- 7/6/98 4.5625 20,500 S - ----------------------------------------------------------------------------- 7/9/98 4.625 5,000 S - ----------------------------------------------------------------------------- 7/9/98 4.625 4,000 S - ----------------------------------------------------------------------------- 7/9/98 4.625 3,500 S - ----------------------------------------------------------------------------- 7/9/98 4.5625 3,000 S - ----------------------------------------------------------------------------- 7/10/98 4.625 2,500 S - ----------------------------------------------------------------------------- ==============================================================================
Page 5 of 14 Pages
============================================================================== Price Per Buy (B) or Trade Date Share ($) ACI Sell (S) - ----------------------------------------------------------------------------- - ----------------------------------------------------------------------------- 7/10/98 4.625 3,500 S - ----------------------------------------------------------------------------- 7/10/98 4.625 5,000 S ==============================================================================
Item 7. Material to be filed as Exhibits Exhibit A - Officers and Directors of Allen Holding Inc. and Allen and Company Incorporated. Page 6 of 14 Pages After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Dated: July 13, 1998 ALLEN HOLDING INC. By: /s/ Gaetano J. Casillo ------------------------------ Gaetano J. Casillo Vice President ALLEN & COMPANY INCORPORATED By: /s/ Gaetano J. Casillo ------------------------------ Gaetano J. Casillo Vice President Page 7 of 14 Pages
EXHIBIT A OFFICERS AND DIRECTORS OF ALLEN & COMPANY INCORPORATED Principal Occupation Business (i.e., Position with Name xx Address Allen & Company Incorporated) Herbert A. Allen x President, Managing Director, Director, Chief Executive Officer Herbert A. Allen III x Vice President, Director Grace Allen x Director Eran S. Ashany x Vice President, Director Jonathan S. Bean x Vice President, Director Edmund M. Bleich x Vice President Denise Calvo-Silver x Vice President, Director Dominick J. Cantalupo x Co-Chief Operations Officer, Vice President Marvyn Carton x Director - Emeritus Gaetano J. Casillo x Chief Compliance Officer, Vice President Robert H. Cosgriff x Chief Administrative Officer, Executive Vice President, Managing Director, Director Richard M. Crooks, Jr. x Director Thalia V. Crooks x Vice President, Director Mary L. Cullen x Vice President, Secretary, Director Robert Dean x Vice President - Elect Orin F. Devereux x Vice President, Director Daniel Englander x Vice President - Elect Howard M. Felson x Assistant Secretary, Vice President Anthony J. Ferrante x Treasurer Richard Fields x Executive Vice President, Managing Director, Director Page 8 of 14 Pages Principal Occupation Business (i.e., Position with Name xx Address Allen & Company Incorporated) Paul A. Gould x Executive Vice President, Managing Director, Director John G. Hall x Vice President, Director Daniel P. Harley x Vice President John H. Josephson x Vice President, Director Clarke R. Keough x Vice President, Director Donald R. Keough x Chairman of the Board, Managing Director, Director Kaveh A. Khosrowshahi x Vice President, Director Neal Kopp x Vice President Irwin H. Kramer x Executive Vice President, Managing Director, Director Terry Allen Kramer x Director Suzanne G. Kucera x Vice President, Director Robert J. Kurz x Vice President William F. Leimkuhler x Assistant Secretary, Vice President, General Counsel LeRoy Kim x Vice President - Elect Jonathan Lipton x Vice President - Elect Jeffrey J. Logan x Vice President - Elect Dan W. Lufkin x Special Advisor to the Board of Directors Ellen F. Lynch x Vice President Robert A. Mackie x Executive Vice President, Managing Director, Director James C. Maiden, Jr. x Vice President Terence C. McCarthy x Co-Chief Operations Officer, Vice President Page 9 of 14 Pages Principal Occupation Business (i.e., Position with Name xx Address Allen & Company Incorporated) Robert C. Miller x Vice President, Director Terrence Morris x Vice President - Elect Brian J. Murphy x Vice President, Director Louis J. Mustacchio x Vice President Walter T. O'Hara, Jr. x Executive Vice President, Managing Director, Director Nancy B. Peretsman x Executive Vice President, Managing Director, Director Patrick S. Perry x Vice President, Director Pamela M. Plager x Vice President, Director Eugene Protash x Vice President, Assistant Secretary James W. Quinn x Director, Vice President, Assistant Secretary Philip D. Scaturro x Executive Vice President, Managing Director, Director John A. Schneider x Executive Vice President, Managing Director, Director Enrique F. Senior x Executive Vice President, Managing Director, Director Stanley S. Shuman x Executive Vice President, Managing Director, Director John M. Simon x Executive Vice President, Managing Director, Director Daniel Selmonosky x Vice President, Director Ian G. Smith x Vice President - Elect Dennis J. Warfield x Vice President,Chief Information Officer Page 10 of 14 Pages Principal Occupation Business (i.e., Position with Name xx Address Allen & Company Incorporated) Kim M. Weiland x Executive Vice President, Managing Director, Director, Chief Financial Officer Edward D. Weinberger x Vice President, Director Harold M. Wit x Executive Vice President, Managing Director, Director
x 711 Fifth Avenue, New York, New York 10022-3194. xx All the Executive Officers and Directors of Allen & Company Incorporated are U.S. citizens unless otherwise indicated. Page 11 of 14 Pages
OFFICERS AND DIRECTORS OF ALLEN HOLDING INC. Principal Occupation Business (i.e., Position with Name xx Address Allen & Company Incorporated) Herbert A. Allen x President, Managing Director, Director, Chief Executive Officer Herbert A. Allen, III x Vice President, Director Grace Allen x Director Eran S. Ashany x Vice President Jonathan S. Bean x Vice President - Elect Robert E. Beers x Vice President - Elect Edmund M. Bleich x Vice President Denise Calvo-Silver x Vice President, Director Dominick J. Cantalupo x Co-Chief Operations Officer, Vice President Marvyn Carton x Director - Emeritus Gaetano J. Casillo x Chief Compliance Officer, Vice President Robert H. Cosgriff x Chief Administrative Officer, Executive Vice President, Managing Director, Director Richard M. Crooks, Jr. x Director Thalia V. Crooks x Vice President, Director Mary L. Cullen x Vice President, Secretary, Director Robert Dean x Vice President - Elect Orin F. Devereux x Vice President, Director Daniel Englander x Vice President, - Elect Howard M. Felson x Assistant Secretary, Vice President Anthony J. Ferrante x Treasurer Richard L. Fields x Executive Vice President, Managing Director, Director Executive Vice President, Managing Director, Director Page 12 of 14 Pages Principal Occupation Business (i.e., Position with Name xx Address Allen & Company Incorporated) John G. Hall x Vice President - Elect, Director Daniel P. Harley x Vice President John H. Josephson x Vice President, Director Donald R. Keough x Chairman, Director Clarke R. Keough x Vice President, Director Kaveh A. Khosrowshahi x Vice President, Director Neal Kopp x Vice President Irwin H. Kramer x Executive Vice President, Managing Director, Director Terry Allen Kramer x Director Suzanne G. Kucera x Vice President, Director Robert J. Kurz x Vice President P. Don Lattimer x Executive Vice President, Managing Director, Director William F. Leimkuhler x Assistant Secretary, Vice President, General Counsel LeRoy Kim x Vice President - Elect Jonathan Lipton x Vice President - Elect Jeffrey J. Logan x Vice President - Elect Dan W. Lufkin x Special Advisor to the Board of Directors Ellen F. Lynch x Vice President Robert A. Mackie x Executive Vice President, Managing Director, Director James C. Maiden, Jr. x Vice President Terence C. McCarthy x Co-Chief Operations Officer, Vice President Vice President - Elect, Director Page 13 of 14 Pages Principal Occupation Business (i.e., Position with Name xx Address Allen & Company Incorporated) Robert C. Miller x Vice President, Director Terrence Morris x Vice President - Elect Brian J. Murphy x Vice President, Director Louis J. Mustacchio x Vice President Walter T. O'Hara x Executive Vice President, Managing Director, Director Nancy B. Peretsman x Executive Vice President, Managing Director, Director Patrick S. Perry x Vice President, Director Pamela M. Plager x Vice President, Director Eugene Protash x Assistant Secretary, Vice President James W. Quinn x Vice President, Assistant Secretary, Director Philip D. Scaturro x Executive Vice President, Managing Director, Director John A. Schneider x Executive Vice President, Managing Director, Director Daniel Selmonosky x Vice President, Director Enrique F. Senior x Executive Vice President, Managing Director, Director Stanley S. Shuman x Executive Vice President, Managing Director, Director John M. Simon x Executive Vice President, Managing Director, Director Ian G. Smith x Vice President - Elect Page 14 of 14 Pages Principal Occupation Business (i.e., Position with Name xx Address Allen & Company Incorporated) Dennis J. Warfield x Vice President, Chief Information Officer Kim M. Weiland x Vice President, Director, Chief Financial Officer Edward D. Weinberger x Vice President, Director Harold M. Wit x Executive Vice President, Managing Director, Director
x 711 Fifth Avenue, New York, New York 10022-3194. xx All the Executive Officers and Directors of Allen Holding, Inc. are U.S. citizens unless otherwise indicated. 122622 -----END PRIVACY-ENHANCED MESSAGE-----